and monitoring of compliance with firm policies and conduct risk assessments of the Business to ensure effective business control...Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets...
are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees... to exchanges and technology-powered services. For more information visit Purpose of Role: Marex is seeking a Compliance...
. Conduct periodic audits or assessments evaluate policy compliance to identify potential areas for improvement. Administrative...Title: Senior Compliance Policy Analyst Location: Midtown Org Unit: The Office of Compliance Work Days: Monday...
Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...
under its jurisdiction. Permitting operations include reviewing scope of construction, plan examinations for compliance with New... reports, close-outs and issuance of certificates of completion, compliance and records management, and reports preparation...
. Conduct audits of compliance education and training to verify workforce participation, completion requirements...Job Description: Overview The purpose of the position is to conduct ongoing audits and monitor the effectiveness...
. Conduct audits of compliance education and training to verify workforce participation, completion requirements...Overview: The purpose of the position is to conduct ongoing audits and monitor the effectiveness of the OBHS...
requirements. Conduct regular audits and inspections to maintain compliance with USP standards and PCAB accreditation. Team...Job Title: Sterile Compounding Pharmacist and Chief Compliance Coordinator Location: Long Island City, New York...
Job Description: As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow... organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment...
-trained or have lived experience and who conduct research in the U.S. and globally on diverse criminal-legal system... of a participant’s life and avoid the harmful effects of incarceration. Brooklyn Justice Initiatives is seeking a Compliance...
is seeking a Senior Counsel, Ethics & Compliance to join our team! This position will be based in the New York metropolitan area... or Washington, DC. The role will report to the Senior Director, Global Head of Ethics & Compliance and help implement, monitor...
status quo and striving to be best-in-class. As a Conduct Risk Compliance Vice President within the Compliance Conduct... (Operational Risk/Conduct Risk, Compliance, or Control Management experience preferred) Demonstrated ability to own end-to-end...
& Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the... leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate...
. Periodically conduct or assist in conducting gap analyses to help enhance the compliance program. Participate in the training... with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited...
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee... compliance requests to ensure that they are in compliance with company policy. These requests include compliance items...
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee... compliance requests to ensure that they are in compliance with company policy. These requests include compliance items...
BUSINESS CONTROLS MANAGER-TECHNOLOGY RISK AND COMPLIANCE WHAT IS THE OPPORTUNITY? This 1LOD role, within Technology... & Innovation, will support the Compliance Management System (CMS) process, with a focus on compliance issue management, regulatory...
. Periodically conduct or assist in conducting gap analyses to help enhance the compliance program. Participate in the training... with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited...
The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance... with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance...
's compliance functions, including monitoring and administrative tasks. Conduct compliance monitoring activities... Responsibility Opportunities: Conduct research on compliance-related topics and provide general support to the Compliance Department...