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Keywords: Compliance- Conduct , Location: New York City, NY

Page: 2

Audit and Compliance Analyst

direction of the Manager of Audits and Compliance, the successful candidate will conduct audits and other reviews related to the... (the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste (Bureau). Under the...

Company: City of New York
Location: New York City, NY
Posted Date: 22 Mar 2025

Compliance - Privacy Risk Management Lead - Vice President

Job Description: Bring your expertise to JPMorgan. As part of Compliance, Conduct and Operational Risk (CCOR... and challenge of the Firmwide Privacy Office. This position requires expertise and experience in privacy governance, compliance...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 22 Mar 2025

Manager - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $75000 - 125000 per year

Photo Shoot Compliance Monitor, Legal, Global Corporate Intelligence

and collects signed compliance forms from the crew, including adherence to code of conduct to avoid discrimination or harassment...Job Description: Job Summary: The Photo Shoot Compliance Monitor is responsible for creating photoshoot procedures...

Company: BDO
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $30 - 40 per hour

Compliance Manager

Job Description: Compliance Officer Here at Siemens, we take pride in enabling sustainable progress through... of Siemens AG and a leading project and asset-based financing provider worldwide, is seeking a Compliance Officer to support the...

Company: Siemens
Location: New York City, NY
Posted Date: 21 Mar 2025

Manager - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $75000 - 125000 per year

Senior Manager, Regulatory Compliance (Alternative Assets)

administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC..., and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $90000 - 145000 per year

Manager, Regulatory Obligation & Risk Assessment, Swap Dealer and Derivatives Compliance

for every future! Purpose Contributing to the overall success of Swap Dealer and Derivatives Compliance, this role ensures... and objectives. As a member of the Swap Dealer Compliance team, you will support the firm and the Chief Compliance Officer...

Company: Scotiabank
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $90000 - 167200 per year

Senior Manager - Compliance (Alternative Assets)

administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC..., and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $90000 - 145000 per year

Photo Shoot Compliance Monitor, Legal, Global Corporate Intelligence

and collects signed compliance forms from the crew, including adherence to code of conduct to avoid discrimination or harassment...Job Description: Job Summary: The Photo Shoot Compliance Monitor is responsible for creating photoshoot procedures...

Company: BDO
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $30 - 40 per hour

Manager, Regulatory Obligation & Risk Assessment, Swap Dealer and Derivatives Compliance

for every future! Purpose Contributing to the overall success of Swap Dealer and Derivatives Compliance, this role ensures... and objectives. As a member of the Swap Dealer Compliance team, you will support the firm and the Chief Compliance Officer...

Company: Scotiabank
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $90000 - 167200 per year

Senior Manager - Compliance (Alternative Assets)

administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC..., and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $90000 - 145000 per year

Manager - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $75000 - 125000 per year

Senior Manager, Regulatory Compliance (Alternative Assets)

administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC..., and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $90000 - 145000 per year

Senior Manager - Compliance (Alternative Assets)

administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC..., and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $90000 - 145000 per year

Compliance Temp

Compliance Officer. Coordinate and/or conduct timely training on case management procedures for Analysts to ensure case quality...DUTIES U.S. laws and regulations: Monitor compliance with the Bank Secrecy Act, Anti-Money Laundering ("BSA/AML...

Company: Ascendo
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $50 per hour

Compliance Manager

-trained or have lived experience and who conduct research in the U.S. and globally on diverse criminal-legal system... of social service providers, court-based resource coordinators, mental health practitioners, compliance specialists...

Location: Brooklyn, NY
Posted Date: 20 Mar 2025
Salary: $60000 - 72500 per year

Compliance and Risk Analyst IV (Financial Services) NY

Title: Compliance and Risk Analyst IV Location: New York, NY Compensation: $60.00-$70.00/Hour Duration: 8+ month... to effectively conduct reviews Financial Projections Evaluate detailed projections of balance sheet and income under resolution...

Company: Genuent
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $60 - 70 per hour

Compliance Ethics & Governance Director

. – HYBRID In this role, you’ll make an impact in the following ways: Lead the Ethics & Conduct Compliance team Lead...Job Description: Compliance Ethics & Governance Director At BNY, our culture empowers you to grow and succeed...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 19 Mar 2025
Salary: $127000 - 230367 per year

Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance

for every future! Purpose Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer... and Derivatives Compliance ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team...

Company: Scotiabank
Location: New York City, NY
Posted Date: 19 Mar 2025