Job Description: The Global Head of Consumer Compliance & Market Conduct Risk will be a key part of the Global... conduct risk management framework. The individual will provide leadership on regulatory consumer compliance and market conduct...
status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance, Conduct & Operational Risk (CCOR... second-line coverage for compliance, conduct, and operational risk management oversight to the firm's central Data...
, and investigations of EMS providers and agencies. This role ensures compliance with established standards through detailed investigations... and enforcement activities. The specialist gathers and reports factual information related to regulatory and licensing compliance...
’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...
’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...
’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...
and Compliance advisories. On-going identification of Risks, including but not limited to regulatory and conduct, and participation...VP- Bank Regulatory Compliance Officer New York, United States of America USA Job Family Description: Vice...
under its jurisdiction. Permitting operations include reviewing scope of construction, plan examinations for compliance with New... reports, close-outs and issuance of certificates of completion, compliance and records management, and reports preparation...
Compliance Officer - Markets Business Line Advisory Compliance New York, United States of America USA Job Family... Description: You will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading business which focus...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
Best Interest, Code of Conduct, etc.). Must-Have* Bachelor's Degree or equivalent Minimum 7 years of compliance, regulatory...COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer...
to the city and liberation for our people. The National Organizer for 501C4 Compliance and Infrastructure will provide.... The National Organizer for Electoral Compliance and Infrastructure will lead the building and implementation...
Supervisor, Regulatory Compliance About this opportunity... The Regulatory Compliance Supervisor is responsible... for ensuring Ross products comply with all federal, state, and local laws. The Regulatory Compliance team partners with Legal...
/ Flexible Spending Account/ Dependent Care Account Annual Performance Bonus Job Overview: The Clinical Compliance and Risk... Manager is responsible for overseeing the compliance and risk management functions within a physician group practice...
. Your new role As our new Senior Lead Consultant, you will conduct Phase I environmental site assessments (ESAs) and limited... environmental compliance reviews of complex industrial facilities and/or facilities with long industrial histories, liaise with the...
relationships with those on probation to enhance community safety and decrease recidivism. We are seeking an ADA Compliance... to organize trainings for staff. -Collect and share data with MOPD for the bi-annual report required by Local Law 26. -Conduct...
. Job Description The Team Lead Grants & Compliance will manage all financial and accounting aspects of the grants and government funding... and optimal utilization of grant funding. - Prepare financial reports on funds tagged and utilization. - Conduct due diligence...
. About the Team: The Construction Professional and Zoning Compliance Unit, which encompasses the Licensee Disciplinary Unit..., the Legal Construction Professional and Zoning Compliance Legal Intern will: - Shadow attorneys for remote court...
, conduct internal audits, and ensure all necessary compliance documentation is organized and up to date. Assist property...Compliance Administrator The Compliance Administrator will be responsible for overseeing all aspects of HPD...