Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible..., you’d ideally have the following skills and exposure: Extensive experience in Compliance Testing Expertise in Equities...
of operational and compliance risks in Markets Sales and Trading businesses. The 1st Line of Defence (1LOD) Markets Controls Testing... Conduct Risk, Compliance and Operational Risk Presenting impactful summary outputs from the testing programme...