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Keywords: Compliance Senior Manager, Location: London

Page: 5

Tax & Law - Global Compliance & Reporting - US Tax Manager - Private Equity Funds

EY's Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety... and funds. The US tax compliance team, which sits within the EMEIA Wealth & Asset Management practice, continues to experience...

Company: EY
Location: London
Posted Date: 30 Dec 2024

Head of Regulatory Compliance

and regulatory requirements, and implementing and maintaining a robust risk and compliance infrastructure. This senior role... exceptional people and are now looking for an AI/ML Product Manager to join our team. Within our offices in London, Chester...

Company: Equals Money
Location: Chester - London
Posted Date: 08 Feb 2025

Compliance Analyst

and propose changes to improve compliance and business efficiency. Assist the Senior Compliance Manager with overseeing... Senior Compliance Manager with overseeing the product and distribution arrangement within Arch by carrying out second line...

Location: London
Posted Date: 07 Feb 2025

Compliance Officer

Compliance Officer is responsible for supporting the Senior Compliance Manager and the Compliance Team in ensuring the company... for internal day to day compliance queries Support the Senior Compliance Manager in ensuring that the firm’s activities comply...

Posted Date: 07 Feb 2025

Trainee Compliance Analyst

looking for a dynamic, motivated entry level compliance analyst to join the Risk & Compliance team at Lumon, reporting to the Senior... Compliance Manager, London. The Risk & Compliance team operates within the second line of defence and plays a vital role...

Company: Lumon
Location: London
Posted Date: 07 Feb 2025

Compliance Director

Compliance Director Fitch Group's Compliance team is currently seeking a Compliance Manager / Director based out... regulators, as well as senior members of the Compliance leadership team and internal stakeholders throughout the EMEA region...

Company: Fitch Group
Location: London
Posted Date: 05 Feb 2025

QMS & Compliance Officer

and bringing these to the attention of the Environment & QMS Compliance Manager and stakeholders where required. Works... & Environment Compliance Manager in the implementation and review of Quality Management Systems across Group Operations and Essentia...

Posted Date: 04 Feb 2025
Salary: £35964 - 43780 per year

Executive Director, Compliance UK

; Extensive Corporate and Investment Banking experience with a proven track record of Compliance Advisory experience at a senior... purpose of this role is to support the discharge of the Compliance Department’s mandate within the European region. The...

Company: CIBC
Location: London
Posted Date: 04 Feb 2025

Head of Compliance

as Head of Compliance. This is a fantastic opportunity for someone from an insurance broking background to step into a senior.... You will develop and implement the compliance framework, monitor risk management processes, and provide expert advice to senior...

Company: Bruin Financial
Location: London
Posted Date: 01 Feb 2025

Quality and Compliance Lead (PharmaReview)

The Compliance Lead is a senior member of the Quality and Compliance Team responsible for monitoring and maintaining... in collaboration with Training manager Primary contact for IQVIA Quality and Compliance Team Coordinating compliance training...

Company: IQVIA
Location: London
Posted Date: 30 Jan 2025

Junior Compliance Analyst (Liverpool)

Acceptance team in Liverpool. In this role, you'll play a key part in supporting the teams Manager and Senior Analysts, helping...A prestigious global law firm is on the lookout for a dynamic Junior Compliance Analyst to join their thriving Business...

Company: Larbey Evans
Location: London
Posted Date: 29 Jan 2025
Salary: £33000 per year

Compliance Analyst

clients first Lead with quality Set the standards ROLE AND RESPONSIBILITIES Reporting into a Senior Compliance Manager..., your position will involve supporting the Compliance function’s monitoring and risk assessment pillar in ensuring that the firm...

Company: CMC Markets
Location: London
Posted Date: 29 Jan 2025

Compliance Analyst Intern (12-month placement 2025-2026)

entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main... Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Compliance Analyst Intern (12-month placement 2025-2026)

entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main... Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Business Acceptance (Compliance) Assistant

position will assist the Senior Compliance Manager and Business Acceptance manager with: Arranging training sessions for the... also appeal to an individual with some exposure to aspects of compliance but no direct experience such as in a role as a legal EA...

Location: London
Posted Date: 23 Jan 2025

Head of Compliance - Leading UK Law Firm

a head of risk & compliance looking for a new challenge or someone at manager level and looking to take a step up...Our client, a leading UK firm, has an outstanding opportunity for an experienced law firm risk and compliance...

Company: Cyan Partners
Location: London
Posted Date: 21 Jan 2025
Salary: £150000 per year

Legal & Compliance - Compliance Associate

professionals and other personnel including preparation of reports to the investment team and senior management regarding compliance...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...

Company: Blackstone
Location: London
Posted Date: 17 Jan 2025

Head of Risk & Compliance

Operations Manager Location: London Based Mission & Purpose of role To develop and lead a progressive regional compliance... all grades and roles Ensuring compliance with Crown's global compliance standards and practices by working with senior Group...

Location: London
Posted Date: 10 Jan 2025

IT Compliance Analyst

We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation... on effective security and other IT controls and processes. Work with the IT Audit & Compliance manager in delivering a Controls...

Company: CMC Markets
Location: London
Posted Date: 04 Jan 2025

Lead Analyst, Global Regulatory Compliance- London

Lead analyst, Global Regulatory Compliance - London Are you passionate Lead Analyst in Global Regulatory Compliance... regulatory compliance obligations aligned with the business objectives? Join us as a Lead Analyst, Global Regulatory Compliance...

Company: Western Union
Location: London
Posted Date: 24 Dec 2024