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Keywords: Compliance Monitoring Officer, Location: New York City, NY

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DIRECTOR, FINANCIAL RECOVERY AND COMPLIANCE

and financial recovery & compliance staff on daily tasks, workflow and deadlines - Lead the response to audits and monitoring..., continuing sustainment of key agency programs, and ensuring compliance with applicable regulations. NYCEM receives funding...

Company: City of New York
Location: Brooklyn, NY
Posted Date: 20 Jan 2025

Executive Director, US Private Wealth Compliance

in various PWG governance committees and will be based in New York City and report to CIBC’s US PWG Chief Compliance Officer.... Form ADV, Section 13 filings). Considerable experience with compliance monitoring systems to facilitate the development...

Company: CIBC
Location: New York City, NY
Posted Date: 15 Jan 2025

Billing and Clinical Compliance Manager

improve compliance metrics. Partners with department compliance liaisons to develop monitoring programs. Conducts prospective..., and OIG compliance, and payer compliance. Assists the Chief Privacy and Compliance Officer with the development...

Posted Date: 10 Jan 2025
Salary: $110500 - 124100 per year

Capital Markets Compliance Analyst

. As a Compliance Officer, this job is accountable for reviewing the work of others in the business unit to ensure adherence... Hours 40 Skills Accountability, Business, Capital Markets, Compliance Monitoring, Compliance Programs, Compliance...

Company: CIBC
Location: New York City, NY
Posted Date: 04 Jan 2025
Salary: $90000 - 100000 per year

Compliance Executive for Self Clearing Broker-Dealer located in New York

to get a Series 7 and 24. Once again only Candidates that have 5 years' experience in the role of Chief Compliance Officer... implementation of written supervisory procedures, transaction monitoring, AML compliance, training and annual testing Manage...

Company: AJ Consultancy
Location: New York City, NY
Posted Date: 02 Jan 2025

Senior Compliance Manager

will report to the Chief Compliance Officer of the Northern / Northern Institutional Funds (together, the “Funds”), which consist... with the oversight and administration of the various components of the adviser compliance program e.g. testing, monitoring...

Company: Northern Trust
Location: New York City, NY
Posted Date: 21 Dec 2024
Salary: $95600 - 200000 per year

Fixed Income Compliance Advisor - Municipals and Rates

Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily..., procedures, and controls. Act as lead compliance officer for MSRB Rule G-37 political contributions. Manage global gifts...

Posted Date: 20 Dec 2024

Head of Compliance, Americas

to ensure compliance with crypto-specific regulations: customer onboarding, crypto transaction monitoring, crypto trade...: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money...

Posted Date: 15 Dec 2024

Administrative Assistant, S&P Global Ratings, Ratings Compliance & Risk

Matrix Officer, including support for the members of the Compliance & Risk senior management team, and the Designated... Compliance Officer (DCO) - Americas & EMEA specifically. Responsibilities will include: Organization Provides high-level...

Company: S&P Global
Location: New York City, NY
Posted Date: 12 Nov 2024
Salary: $90000 - 105000 per year

Senior Risk Officer

developments and advise on potential impacts. Experience in monitoring and testing risks and controls to ensure compliance... with a Senior Risk Officer. Please review the description below and let us know if you are interested. Prioritized must haves...

Company: Relevante
Location: New York City, NY
Posted Date: 29 Jan 2025

Privacy Officer

Position Title Privacy Officer Location New York, NY 10018 Job Summary JOB SUMMARY The Privacy Officer will lead... to all relevant federal and state laws and regulations. In doing so, the Privacy Officer will actively liaise with key constituencies...

Company: Flagstar Bank
Location: New York City, NY
Posted Date: 29 Jan 2025

Senior Risk Officer

developments and advise on potential impacts. Experience in monitoring and testing risks and controls to ensure compliance... with a Senior Risk Officer. Please review the description below and let us know if you are interested. Prioritized must haves...

Company: Relevante
Location: New York City, NY
Posted Date: 28 Jan 2025

Business Information Security Officer (BISO)

edge team, we want to hear from you!** **The Business Information Security Officer (BISO) for Dow Jones will be the... controls or risk mitigation strategies where necessary. Additionally, the individual will drive and oversee business compliance...

Company: News Corp
Location: New York City, NY
Posted Date: 28 Jan 2025

Deputy BSA / AML Officer

with the BSA Officer and other compliance team members to review and update the bank's BSA/AML policies and procedures... their ambitions faster. Deputy BSA / AML Officer In this role, you'll function as the Deputy BSA Officer in supporting the...

Company: Adyen
Location: New York City, NY
Posted Date: 26 Jan 2025

Senior Credit Officer

Transaction Approval & Advice | Director, Senior Credit Officer | New York About ING: Crain’s 100 Best Places... by hiring a Senior Credit Officer (SCO) who will: be responsible for (1) executing client transactions from origination...

Company: ING
Location: New York City, NY
Posted Date: 26 Jan 2025

Interim Grants Officer

support with monitoring ongoing grants and ensuring the highest standards of compliance and grant governance. The Grants.... ABOUT THE OPPORTUNITY The Ford Foundation Nairobi office seeks a fixed term Grants Officer for 6-9 months to provide interim...

Posted Date: 25 Jan 2025

Senior Managing Director, IT Front Line Controls Officer

, and enjoy meaningful work! Position Summary The IT Front Line Controls Officer (SMD) at Webster Bank will play a critical... leadership role in overseeing and strengthening the bank’s control environment. The IT Front Line Control Officer...

Posted Date: 24 Jan 2025

EXECUTIVE DIRECTOR, AGENCY CHIEF CONTRACTING OFFICER (ACCO)

Procurement Policy Board (PPB) Rules. The Executive Director, Agency Chief Contracting Officer (ACCO), is responsible... Chief Contracting Officer (ACCO) will: - Review and monitor agency procurement actions and contracting functions to ensure...

Company: City of New York
Location: Brooklyn, NY
Posted Date: 17 Jan 2025

Unarmed Security Officer

by conducting perimeter security, internal security, threat monitoring , etc. Protect personnel and property in a professional... with state and company guidance. Ensure safety requirements compliance and safe work practices. Support safety programs...

Company: Constellis
Location: New York City, NY
Posted Date: 16 Jan 2025
Salary: $32 per hour

FIT Operations Officer

and encourage compliance while providing exceptional customer service. The Finance Information Technology (FIT) Division designs... is seeking to hire an experienced, engaging, and innovative FIT Operations Officer to serve as a senior-level executive...

Company: City of New York
Location: New York City, NY
Posted Date: 13 Jan 2025