/controls to meet the firms exchange and regulatory requirements. Responsibilities Daily monitoring and problem resolution... associated to MiFID Transaction and Position Reporting Daily monitoring and problem resolution associated to EMIR Trade...
role will support the delivery of core elements of the Compliance Management Plan, as it relates to Monitoring... development of a strong and consistent Compliance culture across all areas of the CM, WM, and GAM operations in Europe and APAC...
to ensure accuracy and compliance with bank guidelines. Continued evolution of high-quality credit risk related MI, insight... appetite and produce quality monthly reporting to Risk and Executive committees including monitoring of credit appetite...
intermediaries, and other third parties to improve compliance and efficiency in dealing with takedown requests Maintain accurate... to the development of work procedures for improving the efficiency of the infringement monitoring/enforcement processes...
overall Financial Crimes and Compliance Audit Team, the position is primarily responsible for working as part of a team... Crimes, Fraud and Core Compliance. This is a highly varied audit portfolio and we are after those who are professionally...
comprehensive security monitoring, logging, and alerting for applications, including vulnerability scanning, malware detection... of software licenses used by applications and ensure compliance. Implement and manage change management controls for applications...
by the FCA Handbook, and monitoring the impact of proposed changes noted in consultation papers. Calculation of the fixed... Produce/review regulatory opinions on corporate transactions/re-organisation to ensure compliance with regulatory policies...
to confirm the effectiveness of patching Monitoring systems for compliance with policy and supporting remediation... administration of email and web gateways Develop our threat intelligence and provide monitoring of external information sources...
matters, involvement with compliance projects and maintaining knowledge around the firm’s processes and industry standards... of team members Assisting with on-going compliance projects Answering queries around the client matter opening process...
distribution of reports, communicating with underwriters and credit control monitoring, Provide support to other members of the... reporting to support the management of the departmental activities, Ensure compliance to Delegated Authority policy...
level risks. This includes enhanced monitoring framework in place for Hedge Funds. Compliance with all regulatory... approvals Management of problematic assets Monitoring, reporting and early action Portfolio analysis and management MAIN...
to cover daily ETF deliverables and help oversee portfolio risk positioning, cash positioning, and compliance monitoring...
monitoring, logging, and alerting for applications, including vulnerability scanning, malware detection, and anomaly detection... licenses used by applications and ensure compliance. Implement and manage change management controls for applications...
compliance with all information security policies. · Develop and deploy processes that will ensure Level 1 security controls... are in place for all dedicated systems. · Implement and operate regular end user activity monitoring for the given application...
compliance with all information security policies. · Develop and deploy processes that will ensure Level 1 security controls... are in place for all dedicated systems. · Implement and operate regular end user activity monitoring for the given application...
compliance with VAT rules Supporting Finance Manager with auditor’s queries regarding expense accounts Monitoring... and responding to inquiries from suppliers and internal teams Meeting with budget holders, alongside the FP&A Analyst to review YTD...
, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential... and Trading Policy (“the Policy”) that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal...
Assurer (IQA) to join our Quality and Compliance team for the delivery of the Data Analyst Level 3 & 4 standards, the Digital... & issues. Working cross-functionally with quality, operations, and product, aiding in ongoing developments and compliance...
The Role We require Conflicts Advisors to work within our newly re-structured Conflicts & Compliance Team, dedicated... of a new Conflicts and Compliance team, helping to determine whether a new client or matter can, or should, be accepted...
based on trust and value. Water Utilities Consulting We are seeking a highly skilled Business Analyst and Process... with organizational goals and regulatory compliance. Responsibilities: Business Analysis: Collaborate with stakeholders to identify...