from onboarding to funding and margin issues, fund, and stocks deposit/withdrawal Responsible for audit and compliance/ AML checks...
improvement initiatives to achieve system safety objectives for the operating railway Oversee the statutory compliance management... framework for the operating railway to ensure compliance with the statutory requirements of the Government Lead a team...
: Track distributor achievements and ensure compliance with KPIs. Regulatory Compliance: Update and communicate changes...
, and mutual fund products to meet their needs. Ensure full compliance with all regulatory requirements and the firm's policies...
compliance with internal processes and obtain necessary management approvals. Track and control project costs effectively...
(HK) Department Financial Reporting & Compliance Career Level Middle Employee Category Full-time, Permanent... professional to join our Financial Reporting & Compliance Department of Financial Control (HK). The successful candidate...
Minimum of 10 years solid AML/CFT compliance experience, preferably with significant exposure in Authorized Insurers in Hong Kong... effective compliance controls Strong analytical and problem-solving skills with excellent attention to detail...
Departments and key parties to ensure compliance with airport regulations and report incidents accordingly Be able to competently... through strategic advance planning and allocation of manpower and resources Monitor safety protocols and ensure compliance...
director in overseeing adidas local units’ tax compliance with local tax laws as well as adidas’ internal policies in the.... Keep abreast of the latest tax and compliance regulations in relevant jurisdictions and ensure that internal processes...
, and in compliance with applicable laws and regulations Handle client inquiries and disputes by providing legal advice and resolutions... Provide guidance and support to BUs on legal and compliance related matters Prepare and manage legal correspondence...
, but are not limited to sale supports for multiple departments Operate at all times in line with corporate governance and compliance...
procedures Formulate risk and compliance frameworks and policies Monitor the effective implementation of risk policy Perform..., governance, internal audit, and compliance, control management, project leadership or consulting Solid experience gained...
and enhancement works of intermodal passenger services together with internal and external stakeholders Monitor the compliance...
, and in compliance with applicable laws and regulations Handle client inquiries and disputes by providing legal advice and resolutions... Provide guidance and support to BUs on legal and compliance related matters Prepare and manage legal correspondence...
processes to ensure all internal and external communications are followed with compliance Manage 3rd party agencies Act...
systems within the Firm Handle regulatory inquiries/inspection and other compliance issues Provide trainings on accounting...
Demonstrate as a role model in sales function Relay market insight to management. Comply with Integrity and compliance standards...
of operational risks across the Business and in compliance with applicable internal policies, and external laws and regulations.... Ensure adherence with the highest standards of ethics and compliance with relevant polices, processes and regulations forms...
operations and maintenance related to utility, audio-visual, and rigging services, ensuring compliance with event organizer...