Compliance Director to lead its compliance function, replacing the outgoing officer. This is a senior leadership role with SMF16..., and Consumer Duty requirements.Act as SMF16/17, reporting into the CEO.Mentor and manage the Compliance function, fostering...
Job Description: Compliance Director (SMF16 & 17) Wealth Management firm (UHNW clients) London £135K-£145K... plus bonus Job Overview: The Compliance Director is responsible for overseeing and ensuring that the firm complies...