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Keywords: Compliance Associate - Asset Management, Location: London

Page: 3

Associate/Senior Associate, Corporate Energy (Oil & Gas)

emissions targets IBMS, a biogas to hydrogen developer on its investment by Lazard Asset Management to create the platform... and lead large-scale due diligence exercises (both sell- and buy-side) and disclosure processes; Transaction management...

Company: Ashurst
Location: London
Posted Date: 13 Mar 2025

Model Risk Quant Analyst / Associate - Counterparty Credit Risk

Job Description: Join our global team of modeling experts at JPMorgan's Risk Management and Compliance organization.... As a Model Risk Quant Associate, you'll play a pivotal role in identifying, measuring, and mitigating model risks within the...

Company: JPMorgan Chase
Location: London
Posted Date: 12 Mar 2025

Senior Associate - Corporate Actions (WBS)

The Vacancy The Senior Corporate Actions Associate is responsible for the administration and processing of corporate... and any associated claims; ensuring that they are completed accurately and on time. Management of primary and secondary placing events...

Location: London
Posted Date: 12 Mar 2025

Client Onboarding/Sales Support Associate, Sales Associate, State Street Global Advisors

Client Onboarding/Sales Support Associate, Sales Associate, State Street Global Advisors Who... we are looking for State Street Global Advisors (SSGA) is seeking a motivated Client Onboarding / Sales Support Associate to work within the UK...

Company: State Street
Location: London
Posted Date: 06 Mar 2025

Controllers-London-Associate-Product Controllers

within Goldman Sachs Asset Management division with oversight over complex private funds. Controllers ensure that the Firm meets... in compliance with the regulations governing transactions in the financial markets. OUR IMPACT We're a team of specialists...

Company: Goldman Sachs
Location: London
Posted Date: 06 Mar 2025

Fund Administration, Senior Associate | PGIM Investments

As the Global Asset Management business of Prudential, we’re always looking for ways to improve financial services... regional teams to cover the largest addressable markets. As PGIM’s asset management affiliates have separate sales team(s) who...

Location: London
Posted Date: 02 Mar 2025

Product Strategy Analyst/Associate

Assist in the development of new products and funds Position Requirements 1-5 years of asset management, wealth... Analyst/Associate to work in the EMEA Product Strategy team. The core function of the role involves the analysis of complex...

Company: PIMCO
Location: London
Posted Date: 01 Mar 2025

Associate - ISG Model Governance (1st line)

Associate - ISG Model Governance (1st line) Company Profile: Morgan Stanley is a leading global financial services... firm providing a wide range of investment banking, securities, investment management and wealth management services. The...

Company: Morgan Stanley
Location: London
Posted Date: 01 Mar 2025

Senior Associate - Corporate Actions (WBS)

The Senior Corporate Actions Associate is responsible for the administration and processing of corporate actions... claims; ensuring that they are completed accurately and on time. Management of primary and secondary placing events...

Location: London
Posted Date: 28 Feb 2025

Associate, Quality Control (French Language Skills)

, and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing... and JCIB sides, Paris Compliance and Risk Department, and as the case may be Paris branch General Management) Organize a KYC...

Location: London
Posted Date: 18 Feb 2025

FS Regulatory Associate (NQ-2 PQE) - Top-Tier London Law Firm

management, payments, and fintech Regulatory compliance, governance, and risk management Engagement with regulators such as the...A top-tier London law firm is seeking a talented Financial Services Regulatory Associate (NQ-2 PQE) to join its market...

Company: EJ Legal
Location: London
Posted Date: 16 Feb 2025
Salary: £110000 - 125000 per year

Lead Associate SME, Corporate Actions

The Lead Associate - Corporate Actions is responsible for the administration and processing of corporate actions... and on time. Management of primary and secondary placing events. Ensuring the timely processing and delivery of shareholder...

Location: London
Posted Date: 15 Feb 2025

Associate, Finance Regulatory

: Experience in buy-side fund and asset management regulation, including AIFMD, ESG regulations, MiFID, and IFPR...Associate, Finance Regulatory About Ashurst Ashurst is a leading progressive global law firm with a rich history...

Company: Ashurst
Location: London
Posted Date: 15 Feb 2025

Digital, Data, IP and Technology Associate (3-5 PQE)

Job description We are currently recruiting for a Digital, Data, IP and Technology Associate to join our Corporate... infrastructure, licensing and collaboration matters. Members of the team also advise on all aspects of compliance with data...

Company: A&O Shearman
Location: London
Posted Date: 08 Feb 2025

Controllers, Legal Entity Controller, Associate, London

Group teams within Controllers support the alternative investments within Goldman Sachs Asset Management division... compliance support, our work contributes directly to the firm's success. The business is ideal for collaborative individuals who...

Company: Goldman Sachs
Location: London
Posted Date: 12 Apr 2025

Business Execution – GTB, Associate Lead

transactions. Compliance Management: Manage compliance-related activities transactions from both primary and secondary markets.... Approval Coordination: Ensure necessary approvals are in order from various departments (Risk, Compliance, Legal, Asset...

Company: BBVA
Location: London
Posted Date: 09 Apr 2025

Associate Director, Portfolio Analytics & Monitoring

) division Proactive management of the credit risk (monitoring and analysis) of a complex portfolio of GCM accounts in close co...-ordination with the originating deal team Effective management of the returns of the portfolio through timely identification...

Location: London
Posted Date: 09 Apr 2025

Associate Director, Legal (Specialist Function)

funds, providing asset servicing and operational solutions built for alternatives. With over $1 trillion in client assets... efficiency, and navigate the operational complexities of today's investment management landscape. As a division of Mitsubishi UFJ...

Location: London
Posted Date: 09 Apr 2025

Trade Finance Structuring & Execution – Senior Associate

, maturities, and overdue transactions. Compliance Management: Manage compliance-related activities, including reporting... from various departments (Risk, Compliance, Legal, Asset Allocation, IFI, Country Risk) for GTB transactions. Ensuring archiving...

Company: BBVA
Location: London
Posted Date: 09 Apr 2025

Associate Director, Legal (Specialist Function)

funds, providing asset servicing and operational solutions built for alternatives. With over $1 trillion in client assets... efficiency, and navigate the operational complexities of today’s investment management landscape. As a division of Mitsubishi UFJ...

Location: London
Posted Date: 08 Apr 2025