: Responsibilities: Lead and motivate frontline teams to achieve sales target and ensuring compliance with company standards; Oversee...
best practices Work closely with the legal and compliance team and different stakeholders on policy and procedure implementation...
Scheme Input and maintain training records, compile training reports in fulfillment of compliance and regulatory...
with us. Responsibilities Formulate and review HR policies to ensure compliance with regulatory requirements Review the Bank’s compensation..., line managers and HR counterparts, etc Review the remuneration system and its operations to ensure full compliance...
Framework (ECF) Manage compliance and risk management training initiatives to facilitate employee’s fulfillment of regulatory...
, defining metrics to monitor and ensuring adherence to defined processes/procedures and compliance to stipulated IT security...) will be an advantage Able to collaborate with various teams on regulatory and compliance matters by responding to audit feedback...
to Settlement business to ensure compliance with bank policies and internal guidelines; Enhance and streamline current workflow...
evaluation and analysis to identify the key learning Ensure full compliance to relevant regulatory requirements and assist...
for recruitment purposes only, and handled in compliance with relevant regulations and corporate policies. Please quote...
, such as ensuring procedural compliance, reviewing data and updating annual renewal exhibits, maintaining accurate placement system...
, approve, and modify the ticketing manifest for each event to ensure compliance with KTSP safety standards and expectations...
to ensure compliance with HK accounting standards and follow Group requirements Keep informed of financial accounting standards...
: a) Finance, Risk, Compliance, and other Internal Control functions (e.g. Code of Banking Practice; capital adequacy, liquidity... and Operational Risk Management) c) Financial Crime Compliance, Fraud Risk, and Business functions (e.g. AML & CFT, Anti-Bribery...
managers throughout the recruitment process. Ensure compliance with employment ordinance and regulations throughout the hiring...
Lead the team to ensure all payment operations are in full compliance with both internal and external regulatory... and compliance requirements Ensure timeliness and accuracy of processing financial transactions, clearing & settlement...
as required Ensure compliance requirements are strictly followed The Successful Applicant Tertiary education...
is a plus. Knowledge of regulatory and compliance standards in the finance industry is an advantage. Good command of both written...
& compliance clearance, UAT management, business deployment activities and post-launch promotion activities. Work closely... departments and external vendors as well as ensuring the compliance with relevant rules, regulations and ordinances Plan...
and professionally. Maintain accurate and up-to-date records of insurance transactions, contracts, and agreements. Ensure compliance...
and professionally. Maintain accurate and up-to-date records of insurance transactions, contracts, and agreements. Ensure compliance...