surveillance activity via industry leading tools and platforms. Act as a subject matter expert in the performance of Market... and an understanding of their impact on Market Surveillance. Carry out market surveillance with the aim of finding and reporting...
of compliance procedures and processes aimed at continuous improvement of sales practice monitoring. Who We Are: The Market... Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices...
of compliance procedures and processes aimed at continuous improvement of sales practice monitoring. Who We Are: The Market... Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices...
as lead analyst for U.S. RMBS transaction surveillance. Analyze transaction credit and cash flows and transaction and legal... into actions, and uphold trust through integrity. Team/Department Description Moody’s U.S. RMBS Surveillance Team in the...
they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing As a Business Systems Analyst on the US Compliance... Activities, trade surveillance; affiliate transactions (Regulation W); gifts & entertainment; Dodd Frank (1071); and fair lending...
Job Description: Job Title: Compliance Analyst- US Control Room Location: In office New York, NY Firm Overview... a well-capitalized business across multiple business lines, with numerous market-leading financial services and commercial real estate...
and sales teams to ensure field exam plans and procedures are adhered to. Execute ongoing deal administration and surveillance..., field exams, and other information. Evaluate market and economic data to determine impacts. Review and interpret loan...
an experienced analyst to join its Structured Finance Ratings practice which provides credit ratings and opinions for securitizations... backed by RMBS assets. In this role, the Senior Analyst will be responsible for the end-to-end rating process, research, cash...
analytics and market surveillance tools; Actively monitors dashboards identifying data anomalies raising red flags.../Sanctions, CTF) in a management, compliance, or audit environment. Developing and implementing financial crime risk management...
/issuer meetings. Responsibilities The Structured Finance Group (SFG) within Moody’s Ratings is hiring an Analyst in New..., and long-term growth that best suits you, by deep-diving into research and analysis. As an Analyst, you have an opportunity...
Required Duration: 12+ Months Role Type: W2 Contract Engagement As a Business Analyst specializing in eCommunications surveillance... for electronic communications (e.g., emails, chat messages) to detect potential compliance breaches, insider trading, and market...
of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may... program, credit surveillance, and portfolio management. SMBC is a sponsor of an ABCP conduit, which issues commercial paper in...