. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements. THE... RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of responsibility to help...
THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate... to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring...
Supporting with insurance renewals at Corporate/Fund level Support on maintaining an effective compliance programme Assisting... and annual UK/US regulatory filings Management of Compliance Calendar and follow through on actions required by team Support...
to the Head of Compliance in managing all Compliance activities Identify regulatory issues and concerns, using initiative... to recommend and implement remedies to promote better compliance Supporting the Head of Compliance in the on-going maintenance...
RESPONSIBILITIES: Support the operational effectiveness of the company's systems and controls that are designed to achieve compliance... with FCA regulations To support the compliance monitoring programs and to support the company's anti-money laundering...
Risk & Compliance Manager. This prestigious law firm has a large compliance team and expansive global reach, so... this is a great opportunity for an ambitious compliance professional looking for their next challenge. Previous managerial and team...
. They are looking to hire a Compliance Analyst on a 12 month FTC. THE RESPONSIBILITIES: Best execution outlier monitoring and improvements... & hospitality approvals Broker take-on process Compliance Monitoring thematic reviews as required Project work...
A prestigious UK Law Firm is hiring for a Compliance Assistant in London. The core function of this role... will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide...
We are working with a prestigious international law firm in need of a Compliance Coordinator to join their team... policies, processes and systems Ensuring compliance training is completed for new staff Oversee and update the firm’s client...
where your expertise in risk and compliance will be valued and make a difference? If you're a proactive problem solver with a passion... for risk management, we want to hear from you! An innovative, forward-thinking law firm is seeking a Senior Compliance...
We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role... is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection...
Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London... office. In this role, you will support the Compliance team in all their legal and regulatory duties. Key responsibilities...
We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst... that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant regulations. The...
We’re currently recruiting for a Senior Risk and Compliance Analyst on behalf of a prestigious full-service law firm.... This is a fantastic opportunity for someone looking to develop their compliance career, and gain hands-on experience with a variety...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...
We are seeking to recruit a Senior Legal Practice and Risk Compliance Officer, could it be you? As part of the newly... formed Practice and Compliance Group within the Law and Governance Service, the Legal Practice and Risk Compliance will work...
A junior Compliance Analyst role is now open in the Risk & Compliance department of a distinguished financial services... firm. This entry-level role is ideal for a motivated individual eager to commence their career in compliance. Client...
Job Description: The primary focus of this role is to provide day to day compliance support to the Chubb business... in EMEA through the provision of proactive and reactive financial crime compliance activity, advice and support...
Regulatory & Compliance Manager I am recruiting a Regulatory & Compliance Manager for a financial services regulatory... based either in London or fully remote. You will: Support the development and delivery of regulatory compliance...
I am recruiting a Senior Regulatory & Compliance Manager for a financial services regulatory based either in London... or fully remote. You will: Support the Director of Regulation, Compliance and Insight to develop and implement an oversight...