management function, led by the Chief Risk Officer, with the objective of ensuring that American Express operates in a safe.... Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk...
Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the development, implementation...; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...
Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the development, implementation...; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...
leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate..., but are not limited to: Actively engage with the Chief Regulatory Officer to assist in directing the Compliance function throughout the...
Counsel, with a particular focus on supporting the Senior Vice President and General Counsel, the Chief Compliance Officer... and General Counsel, Chief Compliance Officer, and Head of the Office of Governmental Affairs. Create and execute comprehensive...
Counsel, with a particular focus on supporting the Senior Vice President and General Counsel, the Chief Compliance Officer... and General Counsel, Chief Compliance Officer, and Head of the Office of Governmental Affairs. Create and execute comprehensive...
, and OIG compliance, and payer compliance. Assists the Chief Privacy and Compliance Officer with the development...Title: Billing and Clinical Compliance Manager Location: Midtown Org Unit: The Office of Compliance Work Days...
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...
to get a Series 7 and 24. Once again only Candidates that have 5 years' experience in the role of Chief Compliance Officer...cx Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience...
to get a Series 7 and 24. Once again only Candidates that have 5 years' experience in the role of Chief Compliance Officer...Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience...
will report to the Chief Compliance Officer of the Northern / Northern Institutional Funds (together, the “Funds”), which consist..., to proactively administer and maintain a comprehensive compliance program. This position is part of Northern Trust’s Asset Management...
. Your Role The CRM Administrative Coordinator will provide direct support to the Chief Compliance Officer (CCO), CRM Executive... support role for the new Office of Compliance & Risk Management (CRM). This Office is centralizing various compliance...
Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily..., procedures, and controls. Act as lead compliance officer for MSRB Rule G-37 political contributions. Manage global gifts...
Security (GIS) department. Reporting directly to the Chief Information Security Officer (CISO), this role is ideal for a self...Requisition ID: req56629 Job Title: Governance Risk and Compliance Program Manager Sector: Program Administration...
escalation to the M&T Bank Chief Compliance Officer, Legal, or when other consultation is needed. The Compliance Advisor...Overview: This Senior Vice President level role provides guidance on complex compliance risk management activities...
directly to Chief Compliance Officer Utilize ACTIMIZE for case Management processes Monitor any transactions coming through...This consultant will work on-site in New York City five days a week, collaborating directly with the Chief Compliance...
Assistant to provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief... Matrix Officer, including support for the members of the Compliance & Risk senior management team, and the Designated...
President of Quality Assurance and the Chief Corporate Compliance officer, and making recommendations for improvement...Min: USD $65,000.00/Yr. Max: USD $80,000.00/Yr. Position Overview: TITLE: Compliance Specialist DIVISION/DEPT...
Corporate Compliance officer, and making recommendations for improvement and correction where identified. ESSENTIAL DUTIES...Max USD $80,000.00/Yr. Position Overview TITLE: Compliance Specialist DIVISION/DEPT.: Quality Assurance...
directly to the Chief Controls Officer and is expected to provide thought leadership, guidance, and direction to enhance the... liaison between the Chief Controls Officer, front line units, and external auditors/examiners on technology control matters...