for vendors and business partners. Support Product Compliance team to conduct product, marketing and product training-related... and monitored as well as report of all control deficiencies to line manager in timely manner. Conduct Compliance monitoring...
Our client is a leading insurance company. Due to the promising business growth, they are seeking a Compliance Manager... the business units in compliance with policies and guidelines, maintain compliance programs addressing market conduct...
, Business, Finance, or related field. Minimum 8 years of experience in legal and compliance within the financial services...Job Description: The Company My client is an International Corporate Bank seeking for Head of General Compliance...
Job Description: The Company Helping one of the most reputable Investment Company looking for Legal and Compliance... Manager. They mainly focus on listed trading products across HK and US Stock market. The Role As the Legal and Compliance...
compliance guidelines issued by relevant financial regulators. Continue to improve business and functional partners’ awareness... and oversee the implementation of compliance policies and guidelines to business units and partners with the Compliance Assurance...
at a Firmwide / Legal and Compliance Divisional level coordinating NFR resources and responses Actively plan, shape and drive... business functions and NFR country and coverage teams Prepare and present management reporting decks for presentation...
from internal business partners (Product Development, Global Trade Compliance, Supply Chain Management, Logistics and Legal Teams..., and your work is recognized. Specialist, Global Product Compliance (based in Hong Kong) Responsibilities * Focus on Ready...
of exchange combines deep liquidity, automated market making and industry-leading security and compliance to increase the... and dynamic Governance, Risk, and Compliance (GRC) leader to spearhead our organization's commitment to upholding the highest...
good regulatory compliance to Law and Regulation applicable, and the implementation of quality policy and quality... objectives. Conduct quality supervision and operation on business activities related to product quality, and ensure product...
What's on Offer be part of a global sovereign fund as they grow their business into Mainland China and Hong Kong ownership of compliance...newly created headcount ! Internal Compliance and Governance role ! About Our Client My client is one of the...
, business administration, or a related field Minimum 3 years' experience in finance, audit, compliance or risk management... are complied with Coordinating internal and external audits related to financial compliance and addressing any findings Preparing...
to all business and operation units. Developing and implementing compliance policies, procedures and monitoring program on AML... / Compliance checking and review, risk assessments and control testing. Providing advice and support on AML compliance...
of compliance policies and guidelines to business units to ensure compliance with relevant regulatory requirements. Assist with the... from you. About the Role This position supports the Head of Corporate Compliance, AIAHK and other Compliance functional leads with the...
is a global European insurance firm with offices globally. They are well known for their corporate investment banking business.... They have about 30 staff in their Hong Kong office. Job Description This role will report directly to their Chief Compliance Officer...
stakeholders on both business compliance and regulatory compliance matters Analyse the design and structure of new implementations..., who are growing their business operations in Hong Kong. Job Description This role will work in a close-knit team...
administrative and compliance services to the firm, specifically in relation to the taking on by the firm of new business... clients for all offices, including overseas offices. It is important that administrative and compliance services...
Job Description: In a world of disruption and increasingly complex business challenges, our professionals bring truth... clarity-not just answers-in all areas of business. We value the diverse backgrounds and perspectives that enable us to think...
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business... market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries...
oversea business on behalf of CCCC. Currently, CHEC has more than 90 oversea branch offices or subsidiaries serving clients...
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business... market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries...