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Keywords: Brokerage Compliance Senior Specialist, Location: USA

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Broker Placement Specialist

head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of excellence... you to apply. Overview Future opportunity for a Broker Placement Specialist. While this role is not currently open...

Company: Gallagher
Location: Baton Rouge, LA
Posted Date: 07 Nov 2024

Specialist II, Operations - Corporate Actions

independently, provide risk oversight, and ensure compliance with regulatory requirements, Seeking assistance from Senior Manager... of corporate actions, financial services, brokerage operational processes, and regulatory policies. Must have Series 7 or 99...

Posted Date: 20 Dec 2024

Senior Sanctions Manager

in our stellar brokerage platform. Interactive Brokers is regularly recognized as a . About your Team: Interactive Brokers Group... is searching for a Senior Sanctions Manager to serve as leader on its Global Sanctions team and to help maintain its global...

Location: Chicago, IL
Posted Date: 05 Dec 2024

Senior Sanctions Manager

, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a . About your team...: Interactive Brokers Group is searching for a Senior Sanctions Manager to serve as leader on its Global Sanctions team and help...

Location: Greenwich, CT
Posted Date: 04 Dec 2024

Senior Logistics Analyst (International Programs)

and existing Foreign Military Sales (FMS) customers. Senior Logistics Specialist for International Programs will support multiple...Job Description: Position Title: Senior Logistics Analyst (International Programs) Company: ACT1 Federal Location...

Posted Date: 19 Oct 2024

Senior Logistics Analyst (International Programs)

and existing Foreign Military Sales (FMS) customers. Senior Logistics Specialist for International Programs will support multiple...Position Title: Senior Logistics Analyst (International Programs) Company: ACT1 Federal Location: Lexington Park...

Company: ACT1 Federal
Location: Lexington Park, MD
Posted Date: 18 Oct 2024
Salary: $103000 - 116000 per year

VP, Investigations

. Role is a member of AML Compliance Senior Leadership. What are we looking for? We want strong collaborators who can... brokerage and advisor industry. Expert knowledge of AML regulations: Understanding of relevant laws, regulations, and industry...

Company: LPL Financial
Location: Tempe, AZ
Posted Date: 10 Jan 2025

Investment Operations

Investment Operations Overview We're looking for an Investment Operations specialist to join our team. Whether... Specialist in day-to-day operational duties, sharing knowledge of investment-related products, and acting in a relationship...

Company: RK Partners
Location: Chicago, IL
Posted Date: 03 Jan 2025

Investment Operations

Investment Operations Overview We're looking for an Investment Operations specialist to join our team. Whether... Specialist in day-to-day operational duties, sharing knowledge of investment-related products, and acting in a relationship...

Company: RK Partners
Location: Southfield, MI
Posted Date: 03 Jan 2025

Investment Operations

Specialist in day-to-day operational duties, sharing knowledge of investment-related products, and acting in a relationship... with the Investment Specialist to manage daily Firm activities and the investment calendar. Become a subject matter expert...

Posted Date: 15 Dec 2024
Salary: $55000 - 70000 per year

Securities & Derivatives Sr Manager - VP - Hybrid

player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivatives, Clearing and Foreign Exchange... Prime Brokerage) where Citi has a significant growth program to continue to build out its capabilities and services...

Company: Citigroup
Location: Jersey City, NJ
Posted Date: 15 Dec 2024
Salary: $129840 - 194760 per year

Accounting Manager

and Responsibilities: The Accounting Manager reports to the Senior Director of Finance (SD) and is responsible for all routine financial.... Finance Specialist; assists the SD in the preparation of annual operating, capital budgets and annual audits; and carries out...

Posted Date: 13 Dec 2024

Claims Manager

Division: Turner Surety & Insurance Brokerage Project Location(s): Saddle Brook, NJ 07663 USA Minimum Years... assignment of Claims Specialist. Create, maintain, and collect files for all claims records and documentation and within Claims...

Posted Date: 01 Nov 2024