& Compliance Group provides expert compliance support primarily to hedge funds, private equity firms, wealth managers and broker..., Word, Excel About Kroll Join the global leader in risk and financial advisory solutions-Kroll. With a nearly century...
qualifications, capabilities, and skills Experience with a law firm, regulator, investment bank, broker, or market participant... and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader...
to evaluate performance and determine impact of marketing programs. Create and manage 3rd party firm and broker communications... challenges into opportunities by thinking, working, and leading differently – where everyone is a leader. We encourage every...
is a market leader in life and disability insurance and an expanding suite of voluntary products and services, providing... solutions. Implementation Support. Upon notification of sale, send sold case paperwork to Customer/Broker. Manage...
development and broker management. Exhibits a thorough understanding of the local marketplace, Westchester's capabilities... within that marketplace, and corporate vision. May take on additional responsibilities as a Regional Broker Owner. MAJOR DUTIES...
. Accountable for all PE business in the NYC Territory, while working closely with our National Industry Practice Leader, and having... and maintaining agency and broker relationships. Working within broad limits and authorities on highly complex assignments. Basic...
in a constantly changing world, each and every one of us at PwC needs to be a purpose-led and values-driven leader at every level... and controls Preferred Knowledge/Skills Demonstrates extensive abilities and/or a proven record of success as a team leader...
. Grow existing relationships and implement new integrations to drive new business. Design and launch a broker engagement... strategy with key broker partners. Deepen second sale participation by partnering with Voluntary Communication Specialist teams...
x Broker Dealer seeks a dynamic and strategic leader to spearhead and assist the build out and development...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest... as an innovator, industry thought leader and trusted advisor to our clients. Commercial Real Estate (“CRE”) Debt Overview PIMCO...
processes (commercial, retail, private banking, broker dealers) and transactional flows; - Knowledge of common and emerging... to large staff teams. Demonstrates intimate abilities and/or a proven record of success as a team leader within BSA/AML...
manage the diligence and/or integration of the client's acquired entities. Reporting to the Integration Leader and working... business experience required, experience in broker-dealer or investment firm strongly preferred Experience building...
, including site visits, conferences, internal and external meetings Property and casualty broker license; may be obtained... within first year of employment Ability to work well in a team environment and act as a leader for colleagues Solid written...
a proven leader with a track record of success in cultivating high-value consultant and broker partnerships, ideally in the... managing consultant, broker, and partner relationships, with a focus on high-impact, strategic initiatives. Leadership...
documents Process investment committee memorandums Review non-disclosure agreements, access agreements, broker agreements... private owner of affordable housing and a fully-integrated, highly diversified industry leader with experience in virtually...
Marsh, a business of Marsh McLennan (NYSE: MMC), is the world’s top insurance broker and risk advisor. Marsh McLennan... is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest... as an innovator, industry thought leader and trusted advisor to our clients. Position Description PIMCO's US Global Wealth...
: Responsible for the distribution of J.P. Morgan's investment capabilities to broker-dealers, insurance companies, asset managers... and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing...
, and fixed income; foreign exchange; and commodities Knowledge of industries, including investment banking, broker-dealers..., broker-dealer operations, clearance and settlement, client onboarding, treasury operations, collateral management...
these qualities. This position could be located in NY (primary), NC, MA. EY is a leader in serving the global financial..., or a related discipline. Functional understanding of broker-dealer and registered investment advisor compliance. Experience...