your potential? Job Responsibilities: Provide Branch compliance supervision, including but not limited to: Responsible... regulations. Monitor and maintain various compliance surveillance reports. Supervise advertising, correspondence, outside...
in the financial services industry in Compliance testing, branch inspection, Internal Audit or at a financial institutions... regulator Experience as Compliance Manager Deep knowledge of compliance testing methodologies and/or audit experience...
. This role partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers..., spreadsheets, databases, and presentations This role offers a hybrid/flexible schedule, which means there's an in-office...