will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker-Dealer (BD), a Futures Commission...
Directors and Directors of BD to prepare initial lateral integration/client development action plans for laterals prior... Practice Group Leaders and Directors, and the Director of BD in a timely and appropriate manner Evaluate and establish tools...
What You Can Expect As our Business Development (BD) Senior Advisor you will be located in an area with easy access...
Dealer (BD), Futures Commission Merchant (FCM) or similar organization is a plus. Direct experience in sanctions compliance...
will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission...
team experience at a financial services firm, exchange, regulatory organization, a Broker Dealer (BD), a Futures Commission...