and individuals Assist with Senior Manager / MIC appointment related tasks Advise on Licensing and Registration matters in support... in Hong Kong (SFC, HKMA) Broad understanding of regulatory landscape in Hong Kong and ideally across Asia Pacific Ability...
and individuals Assist with Senior Manager / MIC appointment related tasks Advise on Licensing and Registration matters in support... in Hong Kong (SFC, HKMA) Broad understanding of regulatory landscape in Hong Kong and ideally across Asia Pacific Ability...
and, in particular, report any suspicious activity to the Unit Money Laundering Prevention Office and line manager. Governance... Strictly follow the Internal and External Guidelines All activities are bounded by Bank Governance frameworks Regulatory...
management of smaller initiatives which get prioritized as per business or regulatory needs. You will need to work closely... and is eligible for flexibility in working location as per the terms agreed with the line manager. Key Responsibilities Oversee...
to regulatory standards. Contribute to the launch of new projects and products. Aid the Manager in the preparation of financial...Operations Responsibilities: Support the Senior Manager in daily operations, including investor onboarding, KYC...
and procedure reviews ● Serve as relationship manager in supporting clients with their compliance questions and needs ● Conduct... required compliance advisory feedback, explain the regulatory basis for suggested changes to clients ● Ability to assist with compliance...
and individuals Assist with Senior Manager / MIC appointment related tasks Advise on Licensing and Registration matters in support... in Hong Kong (SFC, HKMA) Broad understanding of regulatory landscape in Hong Kong and ideally across Asia Pacific Ability...
Responsibilities: Carry out post production monitoring on key regulatory requirements or areas with severe regulatory... at request of direct manager, particular in relation to process, control, risk, infrastructure matter Requirements: 3 years...
control and regulatory compliance and report problem and exception to supervisor immediately To review and update SOPs... various activities within the team, and to be able to communicate effectively with relationship manager, COO Office...
and oversee VA fund operations, ensure regulatory compliance, and implement robust risk frameworks to navigate complex market... cycles. Key responsibilities include: · Regulatory Leadership: Participate in SFC Type 9 license uplifting...
and, in particular reporting any suspicious activity to the Unit Money Laundering Prevention Officer and line manager To comply... with all relevant policies and procedures covering regulatory, local and group requirements People & Talent: Reference...
opportunity is offered to the right candidate to join us. Reporting to Associate Director of Compliance Department... tests and/or program on the Company’s various activities and monitor closely with the regulatory requirements and ensure the...
organizational skill and analysis skill. Candidate will lesser experience will be considered as Associate Technology Risk Manager... root cause and the rectification required. Co-ordinate the regulatory examination and internal/external audit and monitor...
to senior management and regulatory bodies as needed Stay updated on evolving AML regulations, trends and emerging risks... qualification in Associate AML Professional (AAMLP)/ Certified AML Professional (CAMLP) is an advantage Well-verse in AML related...
by an Associate Director/Senior Manager, your responsibilities include: Duties & Responsibilities: Supervising the licensed firms...Manager - Intermediaries (Off-site Supervision) Ref.: SFC/M/INT/OFS/251121 We are looking for a bright...
Laundering Prevention Officer and line manager To comply with all relevant policies and procedures covering regulatory, local... manager to ensure client banking experience. To offer quality sales and service solutions for customer Business...
Management. We are currently seeking a high caliber professional to join our branch network as Branch Manager, reporting... to Area Manager. Principal responsibilities Formulate and implement sales and business development plans for the branch...
Management We are currently seeking a high-calibre professional to join our team as General Banking Manager, to undergo... development as Relationship Manager. Our employees are the most valuable resources in the bank. We are committed to providing...
caliber professional to join our branch network as Prestige Sales Leader/Manager, reporting to Branch Manager. Principal..., CFP or CFMP Holder of HKIB Associate Retail Wealth Professional (ARWP) or Certified Retail Wealth Professional (CRWP...
caliber professional to join our branch network as Prestige Sales Leader/Manager (Cross-boundary), reporting to Branch Manager... Examinations Holder of HKIB Associate Retail Wealth Professional (ARWP) or Certified Retail Wealth Professional (CRWP...