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Keywords: Associate Regulatory Manager, Location: Hong Kong

Page: 4

Associate – Prime Brokerage

Job Duties: 1. Client services & client account management Manager end-to-end on-boarding process for all clients... departments, such as trading, compliance and risk control, and settlement in addressing client requests. 2. Regulatory & Market...

Posted Date: 22 Jun 2025

Senior Associate / Associate

career. Key Responsibilities Assist the Manager in providing company secretarial services to a range of non-listed... Ordinance, rules and regulations of regulatory bodies Good computer skills, experience/knowledge in Viewpoint system...

Company: TMF Group
Location: Hong Kong
Posted Date: 19 Jun 2025

Associate, FSS Implementation

Provides regular implementation updates and escalates key issues on a timely basis to line manager Clients range in size... centric, receptive to client requests, whilst also safeguarding the Bank's commercial and regulatory interests...

Posted Date: 18 Jun 2025

Legal & Compliance - AML & Conflicts Clearance, Associate/ AVP

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... to regulatory examinations. Analyzing the firm’s touchpoints with companies to identify potential conflicts of interest...

Company: Blackstone
Location: Hong Kong
Posted Date: 18 Jun 2025

Associate Director, Claims, Employee Benefits

performance, and ensure compliance with internal and regulatory standards. Produce claims statistics and audit reports to meet... with less experience will be considered as Senior Manager. We offer 5-day work, 20-22 days annual leaves, excellent learning...

Company: FWD Group
Location: Hong Kong
Posted Date: 15 Jun 2025

Technology Auditor – Associate – Commercial & Investment Bank

both risk-based and regulatory-required audit needs. Ensure adequate and complete audit coverage for APAC through regional... from the Audit Manager. Provide continuous monitoring coverage of key technology programs by developing and maintaining...

Posted Date: 11 Jun 2025

Associate Vice President, Financial Crime Compliance, APAC

Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs.... Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams...

Posted Date: 11 Jun 2025

Associate, Suitability & Sales Process, Private Banking

Ensure compliance with external regulatory requirements, internal control standards and group compliance policy in the... is easily accessible to relevant stakeholders and complies with internal and external regulatory standards. Change engagement...

Posted Date: 07 Jun 2025

Corporate Secretarial Associate / Senior Associate

You will assist a Manager/Supervisor in handling a portfolio of clients, including liaising with auditors. Handling... and regulatory requirements by both the company and clients. Other corporate or ad-hoc duties as required. All applications...

Posted Date: 06 Jun 2025

Associate Director, Relationship Management, ME

Job Summary As a Standard Chartered Relationship Manager in SME Banking, you'll be responsible for managing... and regulatory requirements About Wealth and Retail Banking Wealth and Retail Banking (WRB) serves more than 11 million clients...

Posted Date: 06 Jun 2025

Associate - Securities & Equity Back Office

any query Ensuring cut offs are met for payments Meeting our regulatory requirement sin terms of timely confirmation Client... static data and Settlement Instruction creation Funding projection in liaison with multiple Treasury desks Regulatory...

Location: Hong Kong
Posted Date: 29 May 2025

Associate, Suitability & Sales Process, Private Banking

Ensure compliance with external regulatory requirements, internal control standards and group compliance policy in the... is easily accessible to relevant stakeholders and complies with internal and external regulatory standards. Change engagement...

Posted Date: 15 May 2025

Associate Director, Process and Project Management, Wealth Solutions Operation

Manager to deliver business strategy and outcomes on standard metrics/scorecard but no compromising risk control... and be responsible for outcomes against WS COO objectives to be achieved Support Line Manager to deliver business strategy and outcomes...

Posted Date: 10 May 2025

Associate Director, Business Risk Management

in implementing robust control processes to meet all regulatory requirement and internal policy. Proactively manage risk... with a forward looking approach and monitor risk evet (internal or external), escalate the significant events to Line Manager...

Posted Date: 09 Apr 2025

Senior Manager, Corporate Governance - Hang Seng Bank (HK)

to join our department as Senior Manager, Corporate Governance. Principal responsibilities Support the Head of Business and Subsidiaries..., regulatory and governmental requirements as well as best practice requirements and standards. Support the Head of Business...

Company: HSBC
Location: Central, Hong Kong
Posted Date: 02 Jul 2025

General Manager

them effectively manage risk. Are you ready to take on a challenging and rewarding role as the General Manager...’s regulatory requirements. Oversee budget planning, financial control, and maintain the fiscal health of the company. Drive...

Posted Date: 30 Jun 2025

Manager | Business Development | Business Valuation

-driven Business Development Manager to join our Business Valuation team. This role is responsible for partnering... trends and regulatory developments related to IPOs and capital markets. Maintain a robust pipeline of prospects and provide...

Location: Hong Kong
Posted Date: 25 Jun 2025

Manager | Business Development | Business Valuation

-driven Business Development Manager to join our Business Valuation team. This role is responsible for partnering... trends and regulatory developments related to IPOs and capital markets. Maintain a robust pipeline of prospects and provide...

Location: Hong Kong
Posted Date: 24 Jun 2025

Manager, Finance Transformation, Finance Consulting

through the lens of finance data and fulfill the rapidly changing demand for management information and regulatory reporting... and implementing data repository / database a plus Strong people manager, able to lead large teams and develop others Experience...

Company: KPMG
Location: Hong Kong
Posted Date: 19 Jun 2025

Manager, Global Entity Compliance

Kong. We are currently looking to recruit a manager to support the delivery of HK & APAC Governance Advisory and Managed... of our business in Asia Pacific, we are looking for an enthusiastic and dedicated person to join our team as a manager to provide...

Company: Computershare
Location: Hong Kong
Posted Date: 15 Jun 2025