Associate Director, HNW Wealth Planning Consultant (Agency Channel) The customer is the focus.... Stay up-to-date with industry trends, market developments, and regulatory requirements. Required Qualifications...
, security control and regulatory compliance and report problem and exception to supervisor immediately ·To review and update... is required to manage various activities within the team, and to be able to communicate effectively with relationship manager, COO Office...
latest technical updates, tax rules and IFRS accounting standards Professional ability to liaise and work with regulatory... This is a superb opportunity for a senior manager looking to step up in their career path towards directorship. You will have the...
all initiatives are executed on time and within scope Ensure compliance with external regulatory requirements, internal control... and embed through a clear communication and training programme. RESPONSIBILITIES Regulatory & Business Conduct Display...
Ensure compliance with external regulatory requirements, internal control standards and group compliance policy in the... is easily accessible to relevant stakeholders and complies with internal and external regulatory standards. Change engagement...
presentations for in-person AML trainings for Cayman Islands and Hong Kong clients Update and maintain regulatory update in respect... client alerts / regulatory updates on matters pertaining to AML Provide an alternative four-eye review in the absence of the...
presentations for in-person AML trainings for Cayman Islands and Hong Kong clients Update and maintain regulatory update in respect... client alerts / regulatory updates on matters pertaining to AML Provide an alternative four-eye review in the absence of the...
, security control and regulatory compliance and report problem and exception to supervisor immediately · To review and update... is required to manage various activities within the team, and to be able to communicate effectively with relationship manager, COO Office...
Great Exposure Global coverage About Our Client The client is a multi-billion dollar asset manager based in Abu... research on market trends, competitive positioning, and regulatory changes impacting private markets, providing actionable...
portfolios in line with PMG investment philosophy, client guidelines and regulatory constraints. The individual will work... the portfolio management of existing client portfolios involving areas such as portfolio construction, investment manager...
following position: Manager / Assistant Manager, Company Secretarial (Cathay Team) The job holder will support the Deputy... to statutory filings, disclosure, and reporting with regulatory bodies. Provide recommendations on the implementation of new...
organizational skill and analysis skill. Candidate will lesser experience will be considered as Associate Technology Risk Manager... root cause and the rectification required. Co-ordinate the regulatory examination and internal/external audit and monitor...
level Comply with relevant regulatory requirements and the Bank's internal policies and guidelines Requirements...: Associate Degree/ Higher Diploma or Degree holder with major in Banking and Finance, Business Administration, Economics...
employer with a social conscience, explore your potential at Invesco. Your Role: The ETF Senior Manager Business..., derivatives (futures, swaps, etc.) and FX. Understanding of Regulatory framework and willingness to stay current on upcoming...
Manager, Company Secretarial (Renewable Contract) The job holder will support the Deputy Company Secretary by providing... Ordinance and the Companies Ordinance, etc Attend to statutory filings, disclosure, and reporting with regulatory bodies...
公司週年申報表。 更新及維護公司記錄。 執行上級指派的其他任務。 Job requirements: Associate member of HKCGI. Over 8 years of relevant experience. Legal... and regulatory requirements. Detail-oriented, hardworking and able to work under pressure and meet tight deadline. Able to work...
following position: Assistant Manager, Company Secretarial (Renewable Contract) The job holder will support the Deputy..., and reporting with regulatory bodies. Provide recommendations on the implementation of new workflow as necessary Implement...
experience is preferable. Well versed with AMLO, CFT and other regulatory requirements. Relevant Practitioners with Associate... compliance risk. Communicate with SFC and other relevant regulatory authorities on licensing, regulatory inspections...
, taxation, etc. Job Description Candidates with less experience will be considered as Assistant Manager or Senior Associate..., litigations or regulatory compliance-related enquiries/assignments would be advantageous. Relevant forensic technology...
Company Secretarial Manager About the Client Our client is a HK listed company with a diversified business... portfolio. Currently, they are recruiting a Company Secretarial Manager. About the Role Report to Company Secretarial...