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Keywords: Associate General Counsel – SEC, Location: USA

Page: 2

Senior Legal Counsel, Marketing & IT

, the Senior Marketing & IT Counsel will report to the VP & Associate General Counsel and routinely advise executive... leadership, including the General Counsel, Chief Information Officer, and Chief Marketing Officer, on many of the Company’s top...

Company: Vail Resorts
Location: Broomfield, CO
Posted Date: 16 Jan 2025

Corporate Legal Counsel

, under the direction of the Associate General Counsel. This role represents a great career move for a lawyer seeking...What You'll Do: Criteo is looking for a corporate legal counsel with U.S. legal experience to join our global...

Company: Criteo
Location: Boston, MA
Posted Date: 26 Dec 2024
Salary: $123000 - 160000 per year

Associate General Council

BlueWave is hiring an Associate Counsel for a leading cruise client based in Miami, FL. As an Associate Counsel... you will be responsible for supporting corporate governance activities, drafting and reviewing regulatory filings for SEC, as well...

Company: BlueWave
Location: Doral, FL
Posted Date: 14 Jan 2025

Regulatory Compliance Associate Director

new PCAOB Quality Management standard, QC 1000 Participate in meetings with service line/area leadership, general counsel... Compliance team within ECRM is seeking an Associate Director to lead the QC 1000 and SQM program for Ethics, Compliance, and Risk...

Company: EY
Location: Chicago, IL
Posted Date: 29 Jan 2025

Senior Broker-Dealer Service & Operations Associate

and fixed annuities. These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel... Thorough knowledge of securities products, FINRA, SEC, and DOL regulations Ability to analyze complex issues and recommend...

Company: Transamerica
Location: USA
Posted Date: 23 Jan 2025
Salary: $60000 - 75000 per year

Associate Vice President, Regulated Product Compliance (JD Degree Required)

governance matters, SEC reporting obligations, information sharing and general compliance with the federal securities laws... funds Working with the in-house Legal & Compliance team and external counsel to monitor and implement legal and regulatory...

Posted Date: 17 Jan 2025

Compliance Associate

Position Description Work with and support the General Counsel and Chief Compliance Officer to ensure that the... jurisdictions in which the company, its investment funds and other client accounts, and its affiliates operate, including the SEC...

Company: Chilton Trust
Location: Stamford, CT
Posted Date: 15 Nov 2024

Compliance Associate

Position Description Work with and support the General Counsel and Chief Compliance Officer to ensure that the... jurisdictions in which the company, its investment funds and other client accounts, and its affiliates operate, including the SEC...

Company: Chilton Trust
Location: Stamford, CT
Posted Date: 15 Nov 2024

AO/Paralegal

, document requests, regulatory inquiries, SEC examinations, FINRA arbitrations, and other legal matters. Track all legal... and regulatory matters for in-house counsel and prepare reporting related thereto. Work collaboratively with in-house counsel...

Location: Nashville, TN
Posted Date: 31 Jan 2025

Director of External Financial Reporting

segment memo, foreign currency, goodwill and debt. Collaborate regularly with external auditors and legal counsel to ensure... on SEC publicly traded companies. Prior experience working in a global corporate environment and able to work comfortably...

Company: Regal Group
Location: Knoxville, TN
Posted Date: 24 Jan 2025

Midlevel Securities Compliance Attorney

, and work with senior associate attorneys to provide legal advice General Counsel for BD and RIAs Regulatory defense Drafting... representative and IAR contracts and agreements with third parties Interacting with clients to provide direction and legal counsel...

Company: My RIA Lawyer
Location: Atlanta, GA
Posted Date: 22 Jan 2025

Director, Securities and Governance

, Corporate Law and Associate General Counsel, and based in San Jose, California. This is a fully on-site, in office role. Role... governance trends, SEC issues, general legal issues and best practices. Skills and Experience: Exercises independent...

Company: Bloom Energy
Location: San Jose, CA
Posted Date: 13 Jan 2025

Corporate Paralegal

to the Director and Associate General Counsel, you will work proactively with cross-functional partners across the... of SEC and other corporate regulatory filings, including reports on Forms 10-K/Q and proxy statements Coordinate Section 16...

Company: Meta
Location: California
Posted Date: 18 Dec 2024

Corporate Paralegal (Hybrid: Onsite and Remote Work)

, etc.. Provide other legal and administrative support to the General Counsel, Associate General Counsel, Corporate and Assistant... accurate and complete records and assume other tasks as assigned by the General Counsel, Associate General Counsel, Corporate...

Company: US Foods
Location: Rosemont, IL
Posted Date: 09 Dec 2024
Salary: $75000 - 120000 per year

Paralegal, Legal Affairs

and external requests. Collaborate across the General Counsel's Office (GCO) and business to perform various tasks... of Business GCO General Counsel's Organization...

Posted Date: 05 Dec 2024
Salary: $90300 - 121800 per year

Paralegal - Chicago, IL

/equity plan records. Under the supervision of the Associate General Counsel, Corporate, Securities and M&A, the Paralegal... Commission (SEC) required Section 16 filings for officer/director activity (SEC Form 3, 4, and 5 as needed) and management...

Location: Chicago, IL
Posted Date: 10 Nov 2024