in risk management, network security, cloud security, endpoint security, identity and access management; Identifying security... knowledge in security and risk management. Applicable industry certification or qualification (e.g., CISSP, CISA, CISM, CCSK...
Responsibilities Risk Management Strengthen first line operational risk management by ensuring effective management of operational... and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Key stakeholders WEALTH SOLUTIONS...
. Ensure compliance and always operate within risk tolerance and risk appetite. Contribute to adequacy and effectiveness of MIS..., and balance sheet management; including market and regulatory dynamics. Experience in structuring credit risk products...
business judgment Encourage innovative ideas and solutions to problems Controls & Risk Management – focus on enhancing... banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide...
applications. Oversee all aspects of the HNW underwriting cases, ensuring adherence to company guidelines and compliance... HNW underwriting advice, leveraging in-depth research and analysis on market trends, risk factors, and client needs...
guidelines and compliance policies Proven risk management capabilities Fluent in English, Cantonese, and Mandarin Good... across all investment areas Risk Management Do what is right in order to avoid reputational risks and operational losses. Understand...
with internal departments, including compliance, legal, risk management, operations, IT, etc to ensure comprehensive compliance... of results. Collaborate with compliance, internal audit, legal team, risk management on regular compliance and risk assessments...
, disciplined and balanced approach to evaluate and improve the effectiveness of controls, risk management activities and governance...Responsibilities: Plan, scope, execute & manage specific financial, operational and compliance related internal...
with regulatory and company requirements. Work with internal departments, including compliance, legal, risk management, operations..., risk management on regular compliance and risk assessments and audits to identify potential issues and; Implement follow...
Operations, Wealth Management, Compliance, Legal, Relationship Managers, Client Service Manager, 2nd line and 3rd line support.... This role will work alongside the project leads to own and deliver the change management elements. This will include development...
process controls are in place in line with the operational risk framework principles Risk Management Support the... committees, Regional Treasurer and HK/Asia CFOs on the oversight of Capital and Liquidity Risk management Governance Help...
and compliance matters. Key stakeholders Private Banking management team, specialists and frontline team Other Affluent..., and with solid awareness of how to navigate change management and complexities for success in a global and large organisation...
applications. Oversee all aspects of the HNW underwriting cases, ensuring adherence to company guidelines and compliance... HNW underwriting advice, leveraging in-depth research and analysis on market trends, risk factors, and client needs...
learnt of complaint cases Risk Management Follow up on post-training items, including attendance records, assessment... results, etc. Governance Prepare management reports and risk reporting to various risk forums for complaint trend analysis...
. Understand the type of business (including priorities, focus, objectives and aims) of the Group to identify and assess legal risk.... Provide general compliance support in relation to corporate transactions and commercial activities. Work with stakeholders...
individual financial, non-financial and customer experience & risk management targets set out in the scorecard by maximizing... policies and procedures covering regulatory, local and group requirements Risk Management To comply with all relevant risk...
from you. About the Role The role will support the Associate Director, Management Reporting & Planning by providing dedicated support..., and coordinating various cross-department. Roles and Responsibilities: Support Associate Director, Finance Management & Planning...
from you. About the Role The role will support the Associate Director, Management Reporting & Planning by providing dedicated support..., and coordinating various cross-department. Roles and Responsibilities: Support Associate Director, Finance Management & Planning...
led by an Associate Director/Senior Manager, your responsibilities include: Supervising intermediaries’ business conduct... management, operational control, compliance or internal audit department of financial institutions such as top tier investment...