Job Category: Senior Associate Job Description: YOUR IMPACT Regulatory Due Diligence is looking for a motivated... YOUR POTENTIAL - The Regulatory Due Diligence team conducts regulatory adherence checks for counterparties trading with Goldman...
(“BSA”). Conduct due diligence using internal systems and the public domain to determine relationships and business purpose... case reports detailing due diligence conducted, red flags identified and resolutions steps; and gathering complex set...
Wealth Management (PWM) business across 15 US PWM offices; XIG oversees the due diligence process and selection of external... investment manager public equity, fixed income and real asset strategies, including providing insights on manager due diligence...
implementation issues, including Know Your Costumer (KYC) and Anti-Money Laundering (AML) (i.e., due diligence for new clients... with Anti-Money Laundering (AML) and Know Your Costumer (KYC) regulatory frameworks; conducting due diligence in onboarding new...
and implementation of policies and procedures to prevent, detect and report bribery and corrupt payments; due diligence with respect... due diligence reviews, analysis and writing-up generating reports · Reviewing gifts, travel and entertainment...
for capturing all required information for regulatory compliance, firm policies, and to perform due diligence on all new clients... account structures and documentation required to establish new accounts Be vigilant in due diligence reviews of new client...