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Keywords: Advisor, Regulatory and Compliance, Location: Toronto, ON

Page: 3

Human Resources Manager

recruitment, onboarding, employee relations, benefits administration, payroll support, policy development, and compliance... of our organization. What You’ll Do Employment Legislation & Compliance: Ensure compliance with provincial laws by staying...

Posted Date: 30 Jan 2025

Senior Manager Risk and Control Assurance - RBC Global Security

methodologies, and related regulatory and compliance standards Keeping abreast of external cyber security trends, technologies... strong working relationships with the stakeholders across business units and teams to build trust and act as a trusted advisor...

Location: Toronto, ON
Posted Date: 30 Jan 2025

Senior Manager, Wealth Service Centre

to operational, regulatory and compliance risks Continue to build a high-performance environment and implement a people strategy... application support strategies, plans and initiatives are executed & delivered in compliance with governing regulations...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 29 Jan 2025

Senior Manager, Model Development

Expected Credit Loss (ECL) models. Ensure ongoing compliance with OSFI requirements for Business Banking AIRB models... documents for Business Banking Borrower Risk Rating models. Provide ongoing support to users. Acting as a trusted advisor...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 29 Jan 2025

VP, Marketing

across the business including line of business leaders, compliance, and product development to achieve the company's goals... needs. You proactively develop strategic partnerships that allow Aviso Wealth to become a trusted advisor and partner...

Company: Aviso Wealth
Location: Toronto, ON
Posted Date: 29 Jan 2025

VP, Marketing

across the business including line of business leaders, compliance, and product development to achieve the company’s goals... needs. You proactively develop strategic partnerships that allow Aviso Wealth to become a trusted advisor and partner...

Company: Aviso Wealth
Location: Toronto, ON
Posted Date: 28 Jan 2025

Senior Manager, Model Development

Expected Credit Loss (ECL) models. Ensure ongoing compliance with OSFI requirements for Business Banking AIRB models... documents for Business Banking Borrower Risk Rating models. Provide ongoing support to users. Acting as a trusted advisor...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 28 Jan 2025

Account Manager II

. You will be responsible for accounting, regulatory compliance and administrative functions for a portfolio of captive insurance companies... deposits and cash disbursements. Plan and complete the annual audit for clients. Prepare regulatory filings. Ensure on-going...

Company: Marsh McLennan
Location: Toronto, ON
Posted Date: 26 Jan 2025

Senior Manager Portfolio Governance

to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML..., Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct Develops day...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 26 Jan 2025

Senior Manager Portfolio Governance

to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML..., Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct Develops day...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 25 Jan 2025

Financial Crimes - Senior Consultant

. You will assist and help firms improve their technology and their processes in a wide range of fraud and regulatory compliance areas... Responsibilities We are looking for a “Financial Crime Senior Advisor” within EY FinCrimes team. By joining EY...

Company: EY
Location: Toronto, ON
Posted Date: 24 Jan 2025

Sr. Legal Counsel - Litigation

. You will be highly responsive and provide strategic legal advice in relation to litigation matters including class actions, regulatory..., Communications, Compliance, Risk etc.). You will work closely with outside counsel from an approved counsel list to actively...

Company: CIBC
Location: Toronto, ON
Posted Date: 24 Jan 2025

Quality Assurance Analyst

Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business... utilizing Advisor/Analyst scorecards. Write coaching memos related to Advisors'/Analysts' adherence to QA standards when...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 24 Jan 2025

Mortgage Review Officer - Toronto/ Montreal

knowledge of the bank's regulatory and compliance requirements as they relate to credit granting, privacy, knowing your customer... Manager (BRM), Home Financing Lending Manager (HFLM) and Financial Advisor (FA), as well as all administrative findings. The...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 24 Jan 2025

Mortgage Review Officer - Toronto/ Montreal

knowledge of the bank’s regulatory and compliance requirements as they relate to credit granting, privacy, knowing your customer... Manager (BRM), Home Financing Lending Manager (HFLM) and Financial Advisor (FA), as well as all administrative findings. The...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 23 Jan 2025

Quality Assurance Analyst

Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business... utilizing Advisor/Analyst scorecards. Write coaching memos related to Advisors’/Analysts’ adherence to QA standards when...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 23 Jan 2025

Senior Analyst, Institutional Client Experience - CIBC Asset Management

teams in the delivery of compliance projects for institutional business. You’ll be responsible for responding to queries... and implementing recommended changes stemming from, Business Controls and Compliance sustainability reviews related to client...

Company: CIBC
Location: Toronto, ON
Posted Date: 23 Jan 2025

Sr. Manager, Data Governance

of data and ensure compliance with Bank and regulatory requirements. Provides support on data management process... and experience. Experience in Data Governance (Policy/Compliance/Privacy/Regulatory), delivery of Data Programs for Enterprise...

Location: Toronto, ON
Posted Date: 23 Jan 2025
Salary: $92400 - 171600 per year

Manager, Security Incident Response

investigations, ensuring chain of custody and compliance with legal and regulatory standards. Work with threat intelligence team... Incident Response Team (SIRT) and business units, IT, Legal, Compliance, Risk, and external vendors. Work closely...

Company: Canada Life
Location: Toronto, ON
Posted Date: 22 Jan 2025
Salary: $84900 - 141400 per year

Director, Cyber Security Information and Technology

, compliance, and risk management frameworks. Be an important advisor on cybersecurity to the CIO and leadership team. Present... updates to executive leadership and the Board on the state of cybersecurity. Monitor changes to regulatory and compliance...

Posted Date: 19 Jan 2025
Salary: $98795 - 189635 per year