the client is at the center of everything we do. As an LLQP and IFIC certified Prospr Advisor your work will directly... Manager and support teams to stay current on product and regulatory updates Maintain registration and licensing in good...
with Change Management team Ensure delivery addresses applicable legal, compliance regulatory and internal policy requirements... Advisors. We are on an exciting journey to transform the Advisor experience that increases ease of doing business, productivity...
with Change Management team Ensure delivery addresses applicable legal, compliance regulatory and internal policy requirements... Advisors. We are on an exciting journey to transform the Advisor experience that increases ease of doing business, productivity...
processing of transactions, activities, services, etc. to respond to stakeholder requests in compliance with regulatory and risk...One of our major banking clients is looking for an Intermediate Investment Advisor - Bloomberg, Eikon and Fundserv exp...
processing of transactions, activities, services, etc. to respond to stakeholder requests in compliance with regulatory and risk...One of our major banking clients is looking for an Intermediate Investment Advisor - Bloomberg, Eikon and Fundserv exp...
, etc. to respond to stakeholder requests in compliance with regulatory and risk controls. Provides accurate, consistent...One of our major banking clients is looking for an Intermediate Investment Advisor - Bloomberg, Eikon and Fundserv exp...
of Indigenous history, culture and governance. Strong knowledge of regulatory requirements and compliance standards. Acute event...Job Description: Senior Advisor, Indigenous & Stakeholder Engagement, ISEIM The Opportunity...
from Compliance Section and Market Assessment Units and incorporate findings into capacity auction design and market development plans.... Coordinate and align capacity auction design and development plans with the IESO business development plans. Evaluate regulatory...
. Compliance & Regulatory Adherence: Ensure that all recommendations and financial strategies comply with industry regulations... sessions to stay informed on industry trends, new products, and regulatory changes. Obtain and maintain industry...
&Regulatory Management and VP, Tangerine IT. As the role to support on IT governance, audit, and compliance, we follow... Governance, Audit and Compliance, within Tangerine IT Risk Management Team, led by the director. Tangerine IT Risk Management...
&Regulatory Management and VP, Tangerine IT. As the role to support on IT governance, audit, and compliance, we follow... Governance, Audit and Compliance, within Tangerine IT Risk Management Team, led by the director. Tangerine IT Risk Management...
and address client challenges related to risk management, regulatory compliance, business resilience and corporate governance... of relevant experience in (Regulatory / Legal) Compliance, Audit, Risk Management related projects for Banks, Credit Unions...
projects and/or delivering regulatory compliance initiatives, with a strong understanding of financial regulations and industry... needs. You proactively develop strategic partnerships that allow Aviso Wealth to become a trusted advisor and partner...
, compliance, and risk management frameworks. Be an important advisor on cybersecurity to the CIO and leadership team. Present... updates to executive leadership and the Board on the state of cybersecurity. Monitor changes to regulatory and compliance...
and address client challenges related to risk management, regulatory compliance, business resilience and corporate governance... of relevant experience in (Regulatory / Legal) Compliance, Audit, Risk Management related projects for Banks, Credit Unions...
projects and/or delivering regulatory compliance initiatives, with a strong understanding of financial regulations and industry... strategic partnerships that allow Aviso Wealth to become a trusted advisor and partner Execution – You are committed...
as a trusted advisor, advising stakeholders on control documentation and testing, ensuring compliance with organizational policies... methodologies, and related regulatory and compliance standards. What You Need to Succeed? Must have: Educational Background...
: sub-advisor due diligence reviews and quarterly compliance certification. Act as a key point of contact for assigned sub... of Canadian securities laws, regulations and requirements. Functional knowledge of NI 81-102 regulatory framework, compliance...
, you will ensure the successful implementation of HSE strategies, foster a culture of safety, and drive compliance with corporate... and regulatory requirements. Your role within the Team As a member of the Global Health, Safety & Environment team...
knowledge of risk management, regulatory compliance and internal controls related to business processes and information...Application Deadline: 02/27/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance...