. As a Wealth Management - KYC Analyst within the KYC team, you will be responsible for managing the entire KYC process, ensuring..., operational risk Analyze AML risks associated with the client, identify and escalate potential risks and issues as appropriate...
and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters Works with HKMA (AML/CFT examination... Business or Unit heads and managers (for risk management and compliance initiatives) Regional and Group FCC colleagues/project...
Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management Apply Group and FCC policies... regulatory requirements Work with relevant stakeholders on compliance with Group standards relating to AML/Sanctions/ABC...