Job Description: Job Title: FINRA 3120 Testing Analyst Location: New York City/New Jersey /Hybrid (4/1) Firm... of BGC Partners, Inc., and/or its affiliates. Responsibilities: Perform testing on the design and operating effectiveness...
. Advocate for compliance and explain regulations across the firm. Assist with review of compliance monitoring and testing... program as needed, including input and preparation of FINRA, NFA, and CFTC annual reports 3120 and 3130 report development...